Sophisticated
Investor Certification
to be submitted with application by all new investors
Name and Address of Investing Entity
I certify that the following is true and correct in every particular:
a.I am a qualified accountant within the meaning of section 9 of the Corporation Law1.
b.This certificate is given at the request of the investor named above (“Investor”) in relation to potential offers by Peak Equities Pty Ltd to subscribe for or acquire securities.
c.This certificate is given to Peak Equities Pty Ltd for the purpose of section 708(8)(c) of the Corporations Law; and
d.The Investor has:
(i)Net assets of at least $2,500,000; or
(ii)A gross income for each of the last 2 financial years of at least $250,000 a year.
Name of Qualified Accountant
Name and member number of professional body |
|
Signature |
Date |
1”Qualified accountant” means a member of a professional body that is approved by ASIC in writing for the purpose of the definition. ASIC has indicated that it will approve any member of:
a.The Australian Society of Certified Practicing Accountants (“ASPCA”), who is entitled to use the post-nominals “CPA” or “FCPA”, and is subject to and complies with the ICAA’s continuing professional development requirements;
b.The Institute of Chartered Accountants in Australia (“the ICAA”), who is entitled to use the post-nominals of “CA”, “ACA” or “FCA”, and is subject to and complies with the ICAA’s continuing professional education requirements; or
c.The National Institute of Accountants (“the NIA”), who is entitled to use the post-nominals “MNIA” or “FNIA”, and it subject to and complies with NIA’s continuing professional education requirements.
Once completed, this form can be submitted it via email or post.
Address: Peak Equities - Suite 1438, 1 Queens Road, Melbourne, VIC, 3004
Email: info@peakequities.com.au
Phone: 03 9863 8380
15 ABN 21 165 827 574. Holder of AFS Licence 458013
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